Click on Set Number to Access Provisions:

Standard Intellectual Property (IP) Provisions for Financial Assistance Awards issued ON OR AFTER October 1, 2021

Type of
Award
Type of
Project
Special Data Statute
e.g., EPACT)
Type of Recipient Set Number
(PDF)
Cooperative
Agreement
Research,
Development,
or
Demonstration
(RD&D)
No Domestic Small Business* CSB-821-US**
Cooperative
Agreement

RD&D

Yes Domestic Small Business* CDSB-821-US**
Cooperative
Agreement
RD&D No Large Business, Government Entity or Foreign* CLB-821-US**
Cooperative
Agreement
RD&D Yes Large Business, Government Entity or Foreign* CDLB-821-US**
Grant RD&D No Domestic Small Business* GSB-821-US**
Grant RD&D Yes Domestic Small Business* GDSB-821-US**
Grant RD&D No Large Business, Government Entity or Foreign* GLB-821-US**
Grant RD&D Yes Large Business, Government Entity or Foreign* GDLB-821-US**
Grant
and
Cooperative
Agreement
RD&D No Domestic Nonprofit Organization.* GNP-821-US**
Grant
and
Cooperative
Agreement
RD&D Yes Domestic Nonprofit Organization.* GDNP-821-US**
Grant
and
Cooperative
Agreement
RD&D Yes SBIR and STTR Recipients SBIR/STTR-821-US
Grant
and
Cooperative
Agreement
Non RD&D N/A All types of recipients  NRD-821

*DOE Patent Counsel must be consulted for RD&D awards issued “nonprofit organizations” and “small business firms”(as defined by 35 U.S. Code § 202), which are (i) not located in the United States,  (ii) do not have a place of business located in the United States, or (iii) are subject to the control of a foreign government.

**DOE Patent Counsel must be consulted for awards not subject to the S&E DEC or awards having a granted exception to the S&E DEC.
 

Previous Intellectual Property (IP) Provisions for Financial Assistance Awards

Standard Intellectual Property (IP) Provisions for Financial Assistance Awards issued ON OR AFTER  December 26, 2014

Type of
Award

Type of
Project

Special Data Statute
e.g., EPACT)

Type of Recipient

Set Number
(PDF)

Cooperative
Agreement

Research,
Development,
or
Demonstration
(RD&D)

No

  Domestic Small Business

  CSB-115

Cooperative
Agreement

RD&D

Yes

  Domestic Small Business

  CDSB-115

Cooperative
Agreement

RD&D

No

  Large Business and Foreign
  Entity
 

  CLB-115

Cooperative
Agreement

RD&D

Yes

  Large Business and Foreign
  Entity

  CDLB-115

Grant

RD&D

No

  Domestic Small Business

  GSB-115

Grant

RD&D

Yes

  Domestic Small Business

  GDSB-115

Grant

RD&D

No

  Large Business and Foreign
  Entity

  GLB-115

Grant

RD&D

Yes

  Large Business and Foreign
  Entity

  GDLB-115

Grant
and
Cooperative
Agreement

RD&D

No

 Nonprofit Organization, State or
 Local Government

  GNP-119

Grant
and
Cooperative
Agreement
RD&D Yes Nonprofit Organization, State or
 Local Government
  GDNP-419
Grant
and
Cooperative
Agreement
RD&D Yes  SBIR and STTR Recipients  SBIR/STTR-419

Grant
and
Cooperative
Agreement

Non RD&D

N/A

  All types of recipients

  NRD-115

 

Type of
Award
Type of
Project
Special Data Statute
e.g., EPACT)
Type of Recipient Set Number
(PDF)
Cooperative
Agreement
Research,
Development,
or
Demonstration
(RD&D)
No Domestic Small Business CSB-1003
Cooperative
Agreement
RD&D Yes Domestic Small Business CDSB-1003
Cooperative
Agreement
RD&D No Large Business,
State or Local Government,
and Foreign Entity
CLB-1003
Cooperative
Agreement
RD&D Yes Large Business,
State or Local Government,
and Foreign Entity
CDLB-1003
Grant RD&D No Domestic Small Business GSB-1003
Grant RD&D Yes Domestic Small Business GDSB-1003
Grant RD&D No Large Business,
State or Local Government,
and Foreign Entity
GLB-1003
Grant RD&D Yes Large Business,
State or Local Government,
and Foreign Entity
GDLB-1003
Grant
and
Cooperative
Agreement
RD&D No Nonprofit Organization GNP-1003

GNP-115
Grant
and
Cooperative
Agreement
Non RD&D N/A All types of recipients NRD-1003

 

Click here to access Alternates I and II to Rights in Data – General (OCT 2003) and Rights in Data – Programs Covered Under Special Data Statutes (OCT 2003).

Note:  The contracting officer, in consultation with DOE Patent Counsel and the DOE Project Director, may negotiate special patent and data clauses, when it is necessary to satisfy the mission requirements of a particular program.

This page was last updated on 2022-03-14