Click on Set Number to Access Provisions:

Standard Intellectual Property (IP) Provisions for Financial Assistance Awards issued ON OR AFTER October 1, 2021

Type of
Award
Type of
Project
Special Data Statute
e.g., EPACT)
Type of RecipientSet Number
(PDF)
ALLALLALLALLIP Provisions 2023 10-2
Cooperative
Agreement
Research,
Development,
or
Demonstration
(RD&D)
NoDomestic Small Business*CSB-821-US**
Cooperative
Agreement
RD&DYesDomestic Small Business*CDSB-821-US**
Cooperative
Agreement
RD&DNoLarge Business, Government Entity or Foreign*CLB-821-US**
Cooperative
Agreement
RD&DYesLarge Business, Government Entity or Foreign*CDLB-821-US**
GrantRD&DNoDomestic Small Business*GSB-821-US**
GrantRD&DYesDomestic Small Business*GDSB-821-US**
GrantRD&DNoLarge Business, Government Entity or Foreign*GLB-821-US**
GrantRD&DYesLarge Business, Government Entity or Foreign*GDLB-821-US**
Grant
and
Cooperative
Agreement
RD&DNoDomestic Nonprofit Organization.*GNP-821-US**
Grant
and
Cooperative
Agreement
RD&DYesDomestic Nonprofit Organization.*GDNP-821-US**
Grant
and
Cooperative
Agreement
RD&DYesSBIR and STTR RecipientsSBIR/STTR-821-US
Grant
and
Cooperative
Agreement
Non RD&DN/AAll types of recipientsNRD-821

*DOE Patent Counsel must be consulted for RD&D awards issued “nonprofit organizations” and “small business firms”(as defined by 35 U.S. Code § 202), which are (i) not located in the United States,  (ii) do not have a place of business located in the United States, or (iii) are subject to the control of a foreign government.

**DOE Patent Counsel must be consulted for awards not subject to the S&E DEC or awards having a granted exception to the S&E DEC.
 

Previous Intellectual Property (IP) Provisions for Financial Assistance Awards

Standard Intellectual Property (IP) Provisions for Financial Assistance Awards issued ON OR AFTER  December 26, 2014

Type of
Award
Type of
Project
Special Data Statute
e.g., EPACT)
Type of RecipientSet Number
(PDF)
Cooperative
Agreement
Research,
Development,
or
Demonstration
(RD&D)
No  Domestic Small Business  CSB-115
Cooperative
Agreement
RD&DYes  Domestic Small Business  CDSB-115
Cooperative
Agreement
RD&DNo  Large Business and Foreign
  Entity
 
  CLB-115
Cooperative
Agreement
RD&DYes  Large Business and Foreign
  Entity
  CDLB-115
GrantRD&DNo  Domestic Small Business  GSB-115
GrantRD&DYes  Domestic Small Business  GDSB-115
GrantRD&DNo  Large Business and Foreign
  Entity
  GLB-115
GrantRD&DYes  Large Business and Foreign
  Entity
  GDLB-115
Grant
and
Cooperative
Agreement
RD&DNo Nonprofit Organization, State or
 Local Government
  GNP-119
Grant
and
Cooperative
Agreement
RD&DYesNonprofit Organization, State or
 Local Government
GDNP-419
Grant
and
Cooperative
Agreement
RD&DYes SBIR and STTR RecipientsSBIR/STTR-419
Grant
and
Cooperative
Agreement
Non RD&DN/A  All types of recipients  NRD-115

 

Type of
Award
Type of
Project
Special Data Statute
e.g., EPACT)
Type of RecipientSet Number
(PDF)
Cooperative
Agreement
Research,
Development,
or
Demonstration
(RD&D)
NoDomestic Small BusinessCSB-1003
Cooperative
Agreement
RD&DYesDomestic Small BusinessCDSB-1003
Cooperative
Agreement
RD&DNoLarge Business,
State or Local Government,
and Foreign Entity
CLB-1003
Cooperative
Agreement
RD&DYesLarge Business,
State or Local Government,
and Foreign Entity
CDLB-1003
GrantRD&DNoDomestic Small BusinessGSB-1003
GrantRD&DYesDomestic Small BusinessGDSB-1003
GrantRD&DNoLarge Business,
State or Local Government,
and Foreign Entity
GLB-1003
GrantRD&DYesLarge Business,
State or Local Government,
and Foreign Entity
GDLB-1003
Grant
and
Cooperative
Agreement
RD&DNoNonprofit OrganizationGNP-1003

GNP-115
Grant
and
Cooperative
Agreement
Non RD&DN/AAll types of recipientsNRD-1003

 

Click here to access Alternates I and II to Rights in Data – General (OCT 2003) and Rights in Data – Programs Covered Under Special Data Statutes (OCT 2003).

Note:  The contracting officer, in consultation with DOE Patent Counsel and the DOE Project Director, may negotiate special patent and data clauses, when it is necessary to satisfy the mission requirements of a particular program.

This page was last updated on 2023-11-8.